The securities of India's established companies are all admitted into CDSL for dematerialisation.
Documentation for corporate action
IPO / FPO
1. Details of Allotment / Corporate Action Information.
2. Certified copy of the Board Resolution approving the allotment.
3. Certified copy of the Offer Document filed with SEBI/Stock Exchange(s) and copy of Application Form.
4. Certified copy of the listing approval from BSE & NSE (if not listed on BSE & NSE then from all the Stock Exchanges where the securities will be listed).
5. Certified copy of the basis of allotment filed with the Stock Exchange(s).
6. Certified copy of confirmation letter from the Lead Managers.
7. Certified copy of BO Verification Summary from the RTA.
8. Request letter from the RTA for submission of file for allotment.
9. BO verification charges @2 (INR) per record subject to minimum charges as per issue size as mentioned below:
10. Corporate Action document processing fees @ 20,000 (INR) with GST as applicable. (This is applicable for listed equity shares).
11. Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.
12. All the unclaimed shares which would not be allotted/credited to the rightful shareholder due to insufficient/incorrect information of the BO or any other reason should be credited to a separate account. The details of the said account should be intimated to CDSL. (Refer SEBI circular no. SEBI/CFD/DIL/CA/1/2009/24/04 dated April 24, 2009 and CDSL communiqué nos CDSL/OPS/RTA/462 & CDSL/OPS/RTA/473 dated August 18. 2009 and September 02, 2009 respectively.) Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
2. Certified copy of the Board Resolution approving the allotment.
3. Certified copy of the Offer Document filed with SEBI/Stock Exchange(s) and copy of Application Form.
4. Certified copy of the listing approval from BSE & NSE (if not listed on BSE & NSE then from all the Stock Exchanges where the securities will be listed).
5. Certified copy of the basis of allotment filed with the Stock Exchange(s).
6. Certified copy of confirmation letter from the Lead Managers.
7. Certified copy of BO Verification Summary from the RTA.
8. Request letter from the RTA for submission of file for allotment.
9. BO verification charges @2 (INR) per record subject to minimum charges as per issue size as mentioned below:
| No | Issue Size [ In INR] | Amount [INR] |
|---|---|---|
| 1. | Upto 10 crore | 10,000/- |
| 2. | Above 10 crore and upto 100 crore | 25,000/- |
| 3. | Above 100 crore and upto 1000 crore | 50,000/- |
| 4. | Above 1000 crore | 100,000/- |
10. Corporate Action document processing fees @ 20,000 (INR) with GST as applicable. (This is applicable for listed equity shares).
11. Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.
12. All the unclaimed shares which would not be allotted/credited to the rightful shareholder due to insufficient/incorrect information of the BO or any other reason should be credited to a separate account. The details of the said account should be intimated to CDSL. (Refer SEBI circular no. SEBI/CFD/DIL/CA/1/2009/24/04 dated April 24, 2009 and CDSL communiqué nos CDSL/OPS/RTA/462 & CDSL/OPS/RTA/473 dated August 18. 2009 and September 02, 2009 respectively.) Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
Offer for Sale
1. Details of Allotment / Corporate Action Information.
2. Certified copy of the Board Resolution approving the allotment.
3. Certified copy of the Offer Document filed with SEBI/Stock Exchange(s) and copy of Application Form.
4. Certified copy of the listing approval from BSE & NSE (if not listed on BSE & NSE then from all the Stock Exchanges where the securities will be listed).
5. Certified copy of the basis of allotment filed with the Stock Exchange(s).
6. Certified copy of confirmation letter from the Lead Managers.
7. Certified copy of BO Verification Summary from the RTA.
8. Request letter from the RTA for submission of file for allotment.
9. BO verification charges @2 (INR) per record subject to minimum charges as per issue size as mentioned below:
10. Corporate Action document processing fees @ 20,000 (INR) with GST as applicable. (This is applicable for listed equity shares).
11. Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.
12. All the unclaimed shares which would not be allotted/credited to the rightful shareholder due to insufficient/incorrect information of the BO or any other reason should be credited to a separate account. The details of the said account should be intimated to CDSL.
(Refer SEBI circular no. SEBI/CFD/DIL/CA/1/2009/24/04 dated April 24, 2009 and CDSL communiqué nos CDSL/OPS/RTA/462 & CDSL/OPS/RTA/473 dated August 18. 2009 and September 02, 2009 respectively.)
Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
2. Certified copy of the Board Resolution approving the allotment.
3. Certified copy of the Offer Document filed with SEBI/Stock Exchange(s) and copy of Application Form.
4. Certified copy of the listing approval from BSE & NSE (if not listed on BSE & NSE then from all the Stock Exchanges where the securities will be listed).
5. Certified copy of the basis of allotment filed with the Stock Exchange(s).
6. Certified copy of confirmation letter from the Lead Managers.
7. Certified copy of BO Verification Summary from the RTA.
8. Request letter from the RTA for submission of file for allotment.
9. BO verification charges @2 (INR) per record subject to minimum charges as per issue size as mentioned below:
| No | Issue Size [ In INR] | Amount [INR] |
|---|---|---|
| 1. | Upto 10 crore | 10,000/- |
| 2. | Above 10 crore and upto 100 crore | 25,000/- |
| 3. | Above 100 crore and upto 1000 crore | 50,000/- |
| 4. | Above 1000 crore | 100,000/- |
10. Corporate Action document processing fees @ 20,000 (INR) with GST as applicable. (This is applicable for listed equity shares).
11. Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.
12. All the unclaimed shares which would not be allotted/credited to the rightful shareholder due to insufficient/incorrect information of the BO or any other reason should be credited to a separate account. The details of the said account should be intimated to CDSL.
(Refer SEBI circular no. SEBI/CFD/DIL/CA/1/2009/24/04 dated April 24, 2009 and CDSL communiqué nos CDSL/OPS/RTA/462 & CDSL/OPS/RTA/473 dated August 18. 2009 and September 02, 2009 respectively.)
Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
Bonus Issue
1. Details of Allotment / Corporate Action Information.
2. Certified copy of the Board Resolution approving the allotment.
3. Certified copy of the Shareholders Resolution passed in AGM/EGM approving the allotment
4. Certified copy of the In-principle approval for listing from BSE & NSE. (If not listed on BSE & NSE then from all the Stock Exchanges where the securities will be listed)
5. Request letter from the RTA for submission of file for allotment.
6. Corporate Action document processing fees @ 20,000 (INR) with GST as applicable. (This is applicable for listed equity shares).
7. Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.
Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
2. Certified copy of the Board Resolution approving the allotment.
3. Certified copy of the Shareholders Resolution passed in AGM/EGM approving the allotment
4. Certified copy of the In-principle approval for listing from BSE & NSE. (If not listed on BSE & NSE then from all the Stock Exchanges where the securities will be listed)
5. Request letter from the RTA for submission of file for allotment.
6. Corporate Action document processing fees @ 20,000 (INR) with GST as applicable. (This is applicable for listed equity shares).
7. Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.
Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
Rights Issue
1. Details of Allotment / Corporate Action Information.
2. Certified copy of the Board Resolution approving the allotment.
3. Certified copy of the Shareholders Resolution passed in AGM/EGM approving the allotment.
4. Certified copy of the in-principle approval for listing from BSE & NSE. (If not listed on BSE & NSE then from all the Stock Exchanges where the securities will be listed).
5. Certified copy of the letter of Offer/Offer Document filed with SEBI/ Stock Exchange(s) and Application Form.
6. Certified copy of the basis of allotment filed with the Stock Exchange(s).
7. Certified copy of the confirmation letter from the Lead Managers.
8. Request letter from the RTA for submission of file for allotment.
9. BO verification charges @2 (INR) per record subject to minimum charges as per issue size as mentioned below:
10. Corporate Action document processing fees @ 20,000 (INR) with GST as applicable. (This is applicable for listed equity shares).
11. Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.
Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
2. Certified copy of the Board Resolution approving the allotment.
3. Certified copy of the Shareholders Resolution passed in AGM/EGM approving the allotment.
4. Certified copy of the in-principle approval for listing from BSE & NSE. (If not listed on BSE & NSE then from all the Stock Exchanges where the securities will be listed).
5. Certified copy of the letter of Offer/Offer Document filed with SEBI/ Stock Exchange(s) and Application Form.
6. Certified copy of the basis of allotment filed with the Stock Exchange(s).
7. Certified copy of the confirmation letter from the Lead Managers.
8. Request letter from the RTA for submission of file for allotment.
9. BO verification charges @2 (INR) per record subject to minimum charges as per issue size as mentioned below:
| No | Issue Size [ In INR] | Amount [INR] |
|---|---|---|
| 1. | Upto 10 crore | 10,000/- |
| 2. | Above 10 crore and upto 100 crore | 25,000/- |
| 3. | Above 100 crore and upto 1000 crore | 50,000/- |
| 4. | Above 1000 crore | 100,000/- |
10. Corporate Action document processing fees @ 20,000 (INR) with GST as applicable. (This is applicable for listed equity shares).
11. Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.
Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
ESOS/ESOP/ASOP
1. Details of Allotment / Corporate Action Information.
2. Certified copy of the Board Resolution approving the allotment.
3. Certified copy of the Shareholders Resolution passed in AGM/EGM approving the allotment
4. Certified copy of the In-principle approval from BSE & NSE. (If not listed on BSE & NSE then from all the Stock Exchanges where the securities will be listed)
5. Reconciliation Statement (If listing approval received for maximum allotment).
6. Request letter from the RTA for submission of file for allotment.
7. Corporate Action document processing fees @ 20,000 (INR) with GST as applicable. (This is applicable for listed equity shares).
8. Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.
Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
2. Certified copy of the Board Resolution approving the allotment.
3. Certified copy of the Shareholders Resolution passed in AGM/EGM approving the allotment
4. Certified copy of the In-principle approval from BSE & NSE. (If not listed on BSE & NSE then from all the Stock Exchanges where the securities will be listed)
5. Reconciliation Statement (If listing approval received for maximum allotment).
6. Request letter from the RTA for submission of file for allotment.
7. Corporate Action document processing fees @ 20,000 (INR) with GST as applicable. (This is applicable for listed equity shares).
8. Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.
Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
Preferential Allotment
1. Details of Allotment / Corporate Action Information.
2. Certified copy of the Board Resolution approving the allotment.
3. Certified copy of the Shareholders Resolution passed in AGM/EGM approving the allotment
4. Certified copy of the In-principle approval for listing from BSE & NSE. (If not listed on BSE & NSE then from all the Stock Exchanges where the securities will be listed)
5. Request letter from the RTA for submission of file for allotment.
6. Corporate Action document processing fees @ 20,000 (INR) with GST as applicable. (This is applicable for listed equity shares).
7. Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.
Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
2. Certified copy of the Board Resolution approving the allotment.
3. Certified copy of the Shareholders Resolution passed in AGM/EGM approving the allotment
4. Certified copy of the In-principle approval for listing from BSE & NSE. (If not listed on BSE & NSE then from all the Stock Exchanges where the securities will be listed)
5. Request letter from the RTA for submission of file for allotment.
6. Corporate Action document processing fees @ 20,000 (INR) with GST as applicable. (This is applicable for listed equity shares).
7. Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.
Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
Scheme of Arrangement / Amalgamation / Demerger / Reduction in Share Capital
1. Details of Allotment / Corporate Action Information.
2. Certified copy of the Board Resolution approving the scheme / allotment.
3. Certified copy of the Shareholders' Resolution passed in AGM/EGM approving the scheme / allotment.
4. Certified copy of the In-principle approval for listing from BSE & NSE. (If not listed on BSE & NSE then from all the Stock Exchanges where the securities will be listed)
5. Certified copy of the Scheme & Court/BIFR Order
6. Request letter from the company for ISIN Activation/Deactivation.
7. Request letter from the RTA for submission of file for allotment.
8. Corporate Action document processing fees @ 20,000 (INR) with GST as applicable. (This is applicable for listed equity shares).
9. Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.
Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
2. Certified copy of the Board Resolution approving the scheme / allotment.
3. Certified copy of the Shareholders' Resolution passed in AGM/EGM approving the scheme / allotment.
4. Certified copy of the In-principle approval for listing from BSE & NSE. (If not listed on BSE & NSE then from all the Stock Exchanges where the securities will be listed)
5. Certified copy of the Scheme & Court/BIFR Order
6. Request letter from the company for ISIN Activation/Deactivation.
7. Request letter from the RTA for submission of file for allotment.
8. Corporate Action document processing fees @ 20,000 (INR) with GST as applicable. (This is applicable for listed equity shares).
9. Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.
Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
Sub-Division Consolidation
1. Details of Allotment / Corporate Action Information.
2. Certified copy of the Board Resolution approving the split/sub-division/consolidation.
3. Certified copy of the Shareholders Resolution passed in AGM/EGM approving the split/sub-division/consolidation.
4. Certified copy of the notices issued by Stock Exchange(s) to its members.
5. Request letter from the company for ISIN Activation/Deactivation.
6. Request letter from the RTA for submission of file for allotment.
7. Corporate Action document processing fees @ 20,000 (INR) with GST as applicable. (This is applicable for listed equity shares).
8. Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.
Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
2. Certified copy of the Board Resolution approving the split/sub-division/consolidation.
3. Certified copy of the Shareholders Resolution passed in AGM/EGM approving the split/sub-division/consolidation.
4. Certified copy of the notices issued by Stock Exchange(s) to its members.
5. Request letter from the company for ISIN Activation/Deactivation.
6. Request letter from the RTA for submission of file for allotment.
7. Corporate Action document processing fees @ 20,000 (INR) with GST as applicable. (This is applicable for listed equity shares).
8. Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.
Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
Allotment / Conversion of FCCBs / GDRs
1. Details of Allotment / Corporate Action Information.
2. Certified copy of the Board Resolution approving the allotment.
3. Certified copy of the Shareholders Resolution passed in AGM/EGM approving the allotment
4. Certified copy of the In-principle approval for listing from BSE & NSE. (If not listed on BSE & NSE then from all the Stock Exchanges where the securities will be listed)
5. Certified copy of the letter of Offer/Offer Document.
6. Request letter from the RTA for submission of file for allotment.
7. Corporate Action document processing fees @ 20,000 (INR) with GST as applicable. (This is applicable for listed equity shares).
8. Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.
Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
2. Certified copy of the Board Resolution approving the allotment.
3. Certified copy of the Shareholders Resolution passed in AGM/EGM approving the allotment
4. Certified copy of the In-principle approval for listing from BSE & NSE. (If not listed on BSE & NSE then from all the Stock Exchanges where the securities will be listed)
5. Certified copy of the letter of Offer/Offer Document.
6. Request letter from the RTA for submission of file for allotment.
7. Corporate Action document processing fees @ 20,000 (INR) with GST as applicable. (This is applicable for listed equity shares).
8. Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.
Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
Conversion of Debts / Warrants / Convertible Notes / Preference Shares
1. Details of Allotment / Corporate Action Information.
2. Details of Debit corporate action for Debts / Warrants / Convertible Notes / Preference Shares after conversion.
3. Certified copy of the Board Resolution approving the allotment.
4. Certified copy of the Shareholders Resolution passed in AGM/EGM approving the allotment
5. Certified copy of the In-principle approval for listing from BSE & NSE. (If not listed on BSE & NSE then from all the Stock Exchanges where the securities will be listed)
6. Request letter from the RTA for submission of file for allotment.
7. Corporate Action document processing fees @ 20,000 (INR) with GST as applicable. (This is applicable for listed equity shares).
8. Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.
Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
2. Details of Debit corporate action for Debts / Warrants / Convertible Notes / Preference Shares after conversion.
3. Certified copy of the Board Resolution approving the allotment.
4. Certified copy of the Shareholders Resolution passed in AGM/EGM approving the allotment
5. Certified copy of the In-principle approval for listing from BSE & NSE. (If not listed on BSE & NSE then from all the Stock Exchanges where the securities will be listed)
6. Request letter from the RTA for submission of file for allotment.
7. Corporate Action document processing fees @ 20,000 (INR) with GST as applicable. (This is applicable for listed equity shares).
8. Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.
Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
Allotment Money Payment (Calls) / Non Pari Pasu to Pari Pasu Shares
1. Letter from the company giving details of Corporate Action (CA).
2. Request letter from the RTA for submission of file for the CA.
3. Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.
Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
2. Request letter from the RTA for submission of file for the CA.
3. Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.
Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
Allotment / Redemption of Commercial Papers
1. Letter giving details of Allotment/Redemption of Commercial Papers.
2. IPA Certificate for Allotment/Redemption of Commercial Papers.
3. Request letter from the RTA for submission of file for Allotment/ Redemption.
2. IPA Certificate for Allotment/Redemption of Commercial Papers.
3. Request letter from the RTA for submission of file for Allotment/ Redemption.
Allotment / Redemption of Debentures / Bonds / Preference Shares
1. Details of Allotment / Corporate Action Information.
2. Certified copy of the Board Resolution approving the allotment.
3. Certified copy of the in-principle approval for listing from the Stock Exchanges where the securities will be listed.
4. Request letter from the RTA for submission of file for allotment.
5. Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.
Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
2. Certified copy of the Board Resolution approving the allotment.
3. Certified copy of the in-principle approval for listing from the Stock Exchanges where the securities will be listed.
4. Request letter from the RTA for submission of file for allotment.
5. Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.
Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
Allotment / Bonus / Sub-division of Mutual Fund Units
1. Details of Allotment / Corporate Action Information.
2. Certified copy of the Board Resolution approving the allotment.
3. Certified copy of the in-principle approval for listing from the Stock Exchanges where the securities will be listed.
4. Request letter from the RTA for submission of file for allotment.
5. Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.
Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
2. Certified copy of the Board Resolution approving the allotment.
3. Certified copy of the in-principle approval for listing from the Stock Exchanges where the securities will be listed.
4. Request letter from the RTA for submission of file for allotment.
5. Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.
Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
Extinguishment of Equity Shares Bought Back
1. Corporate Action information in the attached format.
2. Certified copy of the Board Resolution approving buy-back.
3. Certified copy of the Shareholders Resolution passed at AGM / EGM approving buy-back. (If Applicable)
4. Certified copy of the Public Announcement published in the newspaper for the buy-back of securities (If Applicable).
5. Certified copy of the Letter of Offer(If Applicable).
6. Electronic debit/credit through the CDSL system will attract charges @ Rs. 10/- per debit/credit, subject to a minimum of Rs. 1,000/-, plus 18% GST
7. Corporate Action processing fees @ Rs. 20,000/- plus 18% GST. (This is applicable for listed equity shares - Onetime payment).
Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
2. Certified copy of the Board Resolution approving buy-back.
3. Certified copy of the Shareholders Resolution passed at AGM / EGM approving buy-back. (If Applicable)
4. Certified copy of the Public Announcement published in the newspaper for the buy-back of securities (If Applicable).
5. Certified copy of the Letter of Offer(If Applicable).
6. Electronic debit/credit through the CDSL system will attract charges @ Rs. 10/- per debit/credit, subject to a minimum of Rs. 1,000/-, plus 18% GST
7. Corporate Action processing fees @ Rs. 20,000/- plus 18% GST. (This is applicable for listed equity shares - Onetime payment).
Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
Others (Option/Rejected Cases / Debit / Credit Corporate Action)
1. Details of Allotment / Corporate Action Information.
2. Request letter from the RTA for submission of file for the CA.
3. Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.
Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
2. Request letter from the RTA for submission of file for the CA.
3. Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.
Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
Others (Debit / Credit Corporate Action / Rectification of Erroneous
1. Undertaking by Issuer/RTA for corrections of erroneous CA / IPO.
2. Request letter from the RTA for submission of file for the CA.
3. Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.
Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
2. Request letter from the RTA for submission of file for the CA.
3. Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.
Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
Others (Allotment of Abeyance Shares)
1. Details of Allotment / Corporate Action Information.
2. Certified copy of the Board Resolution approving the allotment.
3. Certified copy of the in-principle approval for listing from BSE & NSE. (If not listed on BSE & NSE then from all the Stock Exchanges where the securities will be listed).
4. Request letter from the RTA for submission of file for allotment.
5. Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.
Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
2. Certified copy of the Board Resolution approving the allotment.
3. Certified copy of the in-principle approval for listing from BSE & NSE. (If not listed on BSE & NSE then from all the Stock Exchanges where the securities will be listed).
4. Request letter from the RTA for submission of file for allotment.
5. Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.
Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
Forfeiture of Equity Shares
1. Details of Corporate Action.
2. Certified copyof the Board Resolution where the forfeiture was approved.
3. Certified copy of the list of the equity shares forfeited with distinctive numbers.
4. Certified copy of the Notice issued by the Stock Exchanges (BSE & NSE) to its Members, informing the forfeiture of equity shares by the company.
5. Request letter from the RTA for submission of file for CA.
6. Corporate Action document processing fees @ 20,000 (INR) with GST as applicable. (This is applicable for listed equity shares).
7. Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.
Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
2. Certified copyof the Board Resolution where the forfeiture was approved.
3. Certified copy of the list of the equity shares forfeited with distinctive numbers.
4. Certified copy of the Notice issued by the Stock Exchanges (BSE & NSE) to its Members, informing the forfeiture of equity shares by the company.
5. Request letter from the RTA for submission of file for CA.
6. Corporate Action document processing fees @ 20,000 (INR) with GST as applicable. (This is applicable for listed equity shares).
7. Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.
Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
Allotment / Redemption of Certificate of Deposit
1. Details of Allotment / Corporate Action Information.
2. Request letter from the RTA for submission of file for allotment / redemption.
2. Request letter from the RTA for submission of file for allotment / redemption.
Allotment / Redemption of PTC
1. Details of Allotment / Corporate Action Information.
2. Request letter from the RTA for submission of file for allotment / redemption.
3. Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.
Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
2. Request letter from the RTA for submission of file for allotment / redemption.
3. Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.
Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
Documents for Re-issue of Forfeited Equity Shares
1. Corporate Action information in the attached format.
2. Certified copy of the Board Resolution where the allotment was approved.
3. Certified copy of the in-principle approvals from BSE & NSE (if not listed on BSE & NSE then from all the Stock Exchanges where the securities are listed).
4. Corporate Action document processing fees @ 20,000 (INR) with GST as applicable. (This is applicable for listed equity shares).
5. Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.
Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
2. Certified copy of the Board Resolution where the allotment was approved.
3. Certified copy of the in-principle approvals from BSE & NSE (if not listed on BSE & NSE then from all the Stock Exchanges where the securities are listed).
4. Corporate Action document processing fees @ 20,000 (INR) with GST as applicable. (This is applicable for listed equity shares).
5. Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.
Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
Documents for Additional / Preferential Allotment of Equity Shares (Unlisted Companies)
1. Details of Allotment / Corporate Action Information.
2. Certified copy of the Board Resolution approving the allotment.
3. Certified copy of the Shareholders Resolution passed in AGM/EGM approving the allotment
4. Certified copy of Form 2 (Returns of allotment) filed with the ROC along with Certified copy of the ROC receipt.
5. Request letter from the RTA for submission of file for allotment.
6. Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.
Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
2. Certified copy of the Board Resolution approving the allotment.
3. Certified copy of the Shareholders Resolution passed in AGM/EGM approving the allotment
4. Certified copy of Form 2 (Returns of allotment) filed with the ROC along with Certified copy of the ROC receipt.
5. Request letter from the RTA for submission of file for allotment.
6. Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.
Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
Allotment of Mutual Fund Scheme (NFO Allotment)
1. Details of Allotment / Corporate Action Information.
2. Certified copy of the Board Resolution approving the allotment of Units.
3. Certified copy of the Offer Document filed with SEBI/Stock Exchange(s) and copy of Application Form.
4. Certified copy of the listing approval from BSE & NSE (if not listed on BSE & NSE then from all the Stock Exchanges where the securities will be listed).
5. Certified copy of BO Verification Summary from the RTA.
6. Request letter from the RTA for submission of file for allotment.
7. BO Verification charges @ 1 (INR) per record, subject to a minimum of 10,000 (INR) per issue, with GST as applicable.
8. Corporate Action document processing fees @ 20,000 (INR) with GST as applicable. (This is applicable for listed equity shares).
9. Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.
Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
2. Certified copy of the Board Resolution approving the allotment of Units.
3. Certified copy of the Offer Document filed with SEBI/Stock Exchange(s) and copy of Application Form.
4. Certified copy of the listing approval from BSE & NSE (if not listed on BSE & NSE then from all the Stock Exchanges where the securities will be listed).
5. Certified copy of BO Verification Summary from the RTA.
6. Request letter from the RTA for submission of file for allotment.
7. BO Verification charges @ 1 (INR) per record, subject to a minimum of 10,000 (INR) per issue, with GST as applicable.
8. Corporate Action document processing fees @ 20,000 (INR) with GST as applicable. (This is applicable for listed equity shares).
9. Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.
Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
Transfer of Lock-in Shares
1. Details of Allotment / Corporate Action Information.
2. Letter from DP in attached format.
3. Copy of DIS.
4. Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.
Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
2. Letter from DP in attached format.
3. Copy of DIS.
4. Electronic debit/credit through the CDSL system will attract charges @ 10 (INR) per debit/credit, subject to a minimum of 1,000 (INR), with GST as applicable.
Payment to be made by Cheque / Demand Draft in favor of Central Depository Services (I) Ltd. payable at Mumbai.
Transfer of Shares to IEPF Account
1. Details of Allotment / Corporate Action Information.
2. Certified Copy of Board Resolution.
3. Letter from RTA for Submission of file for corporate action.
4. Corporate action fees structure is given below:
2. Certified Copy of Board Resolution.
3. Letter from RTA for Submission of file for corporate action.
4. Corporate action fees structure is given below:
| Sr. No. | Type of Corporate Action | Debit | Credit | Charges in (Rs.) |
|---|---|---|---|---|
| 1. | Transfer of Shares from CDSL BO A/C to CDSL IEPF A/C | CDSL | CDSL | Rs.10/- per Debit record subject to minimum Rs.1000/- per file plus GST as applicable |
| 2. | Transfer of Shares from NSDL BO A/C to CDSL IEPF A/C | NSDL | CDSL | Rs.1000/- per file plus GST as applicable |
| 3. | Transfer of Shares from CDSL BO A/C to NSDL IEPF A/C | CDSL | NSDL | Rs.10/- per Debit record subject to minimum Rs.1000/- per file plus GST as applicable |
| 4. | Transfer of Shares from Physical Holders to CDSL IEPF A/C | NA | CDSL | Rs.1000/- per file plus GST as applicable |
| 5. | Suspense Account Debit | CDSL | NA | Rs.1000/- per file plus GST as applicable |
| 6. | Credit of shares to CDSL IEPF account in respect of shares debited from suspense account held with CDSL | NA | CDSL | Rs.1000/- per file plus GST as applicable |