SEBI circulars
To download the SEBI circulars please click on them :
- 341 KBSEBI Circular MAPPING OF UNIQUE CLIENT CODE WITH DEMAT ACCOUNTS OF THE CLIENTS
- 263 KBSEBI Circular ENHANCED DUE DILIGENCE FOR DEMATERIALIZATION OF PHYSICAL SECURITIES
- 117 KB
SEBI_Database for Distinctive Number (DN) of Shares - Action against non-compliant companies
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790 KBSEBI Circular Handling of Clients' Securities by Trading Members/Clearing Members
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687 KBSEBI Circular – FRAMEWORK FOR THE PROCESS OF ACCREDITATION OF INVESTORS FOR THE PURPOSE OF INNOVATORS GROWTH PLATFORM
- 83 KB
SEBI Circular – Advisory Committee at Market Infrastructure Institutions (MIIs)- 597 KB
SEBI Circular – Committees at Market Infrastructure Institutions (MIIs)- 362 KB
SEBI Circular – Clarification to Cyber Security & Cyber Resilience Framework for Stock Brokers / Depository Participants- 112 KB
SEBI Circular – Performance Review of Public Interest Directors (PIDs)- 687 KB
SEBI Circular - Artificial Intelligence and Machine learning Applications- 326 KB
SEBI Circular - Clarifications in SEBI (Depositories and Participants) Regulations, 2018- 237 KB
SEBI Circular- Acceptance of Probate of Will Or Will for Transmission of Securities Held In Dematerialized Mode- 394 KB
DP-301-SEBI Interest and Dividend Information Reporting- 309 KB
RTA-37-SEBI Interest Dividend Information Reporting- 238 KB
SEBI Circular - Recording Of Non Disposal Undertaking (NDU)- 226 KB
SEBI CIRCULAR - ONLINE REGISTRATION MECHANISM FOR SECURITIES MARKET INTERMEDIARIES- 348 KB
SEBI CIRCULAR – Review of the framework of position limits for currency derivatives contracts- 30 KB
SEBI Circular- Investor Protection Fund (IPF) of Depositories- 733 KB
SEBI Circular - Enhanced Supervision of Stock Brokers DPs- 987 KB
SEBI CIRCULAR - REVISED CONTENTS OF APPLICATION-CUM-BIDDING FORM AND MANNER OF DISCLOSURE- 908 KB
SEBI circular - Implementation Of The Multilateral Competent Authority Agreement (MCAA) and Foreign Accounts Tax Compliance Act (FATCA)- 25.7 KB
SEBI General Order – Prohibition on Raising Further Capital from Public and Transfer of Securities of Suspended Companies- 168KB
SEBI Circular - Registration for the purpose of Foreign Accounts Tax Compliance Act- 127KB
SEBI CIRCULAR – Single Registration for Deopsitory Participants- 184 KB
SEBI CIRCULAR - Redressal of investor grievances through SEBI complaints redress system(SCORES) platform as on December 22,2014- 110 KB
SEBI CIRCULAR – Consolidated account statement (CAS) for all securities assets- 539 KB
SEBI Circular – Inter-Governmental agreement with United States of America under Foreign Accounts as on June 30, 2014- 504 KB
SEBI Circular - Delivery Instruction Slip (DIS) Issuance And Processings- as on July 04, 2014- 507 KB
SEBI Circular - Dispatch Of Physical Statements To BOS Having Zero Balance And Nil Transactions- as on July 01, 2014- 116 KB
SEBI Circular - Simplification-of-Demat-Account-Opening Process- as on December 05, 2013- 124 KB
SEBI Circular - Review of Securities Lending and Borrowing (SLB) Framework - as on November 22, 2012- 26 KB
Guidelines on Identification of Beneficial Ownership - as on January 24, 2013- 46 KB
Change of name in the BO Account - as on November 01, 2012- 19 KB
Addendum to SEBI Circular on Activation of ISIN in case of additional issue of shares-securtiies - as on September 11, 2012- 43 KB
SEBI Circular - Facility for a Basic Services Demat Account (BSDA) - as on August 27, 2012- 28 KB
SEBI Circular - Activation of ISIN in case of additional issue of shares - securities - as on August 02, 2012- 375 KB
Rajiv Gandhi Equity Savings Scheme 2012- as on December 6,2012- 124 KB
Printing of Grievances Redressal Mechanism on Delivery Instruction Form Book - as on September 24,2012- 23 KB
Uploading of the existing clients' KYC details in the KYC Registration Agency (KRA) system by the intermediaries - as on May 18,2012- 48 KB
Guidelines-Outsourcing-Activities - as on January 4,2012- 35 KB
Guidelines in pursuance of the SEBI KYC Registration Agency (KRA) - as on January 4,2012- 25 KB
Extension of Deadline for 100% demat of Promoter Holding - as on January 4,2012- 30 KB
Redressal of investor grievances against Depository Participants (DPs) in sebi complaints redress system (SCORES) - as on January 4,2012- 35 KB
Revised Procedure for Seeking Prior Approval For Change In Control Through Single Window - as on January 4,2012- 44 KB
Reporting changes in status or constitution of Depository Participants - as on January 4,2012- 102 KB
Review of annual issuer's charges - as on January 4,2012- 158 KB
Limitation Period For Filing an Arbitration Reference - as on January 4,2012- 59 KB
Unauthenticated news circulated by sebi registered market intermediaries through various modes of communication - as on January 4,2012- 254 KB
Clarification on submission of Audit Report - as on January 4,2012- 25 KB
Account Maintenance Charges - as on January 4,2012- 18 KB
Mandatory requirement of Permanent Account Number (PAN) - as on January 4,2012- 233 KB
Execution of Power of Attorney (PoA) - as on January 4,2012 - 83 KB