DP Database

DP Database
UPSTOX SECURITIES PRIVATE LIMITED
Details updated (yyyy-mm-dd) as on 2025-07-18
DP ID: 81800
SEBI Registration no: IN-DP761-2024
SEBI Registration Date (yyyy-mm-dd): 2024-02-02
Category: Stock Broker ( 19 a viii )
Year of Incorporation: 2021-02-10
Year of Commencement of DP Business: 2024-03-08
Type of Entity: Private Ltd.
List of Service centres as on 2025-07-18 Click Here to View Service centre details of DP
Listed: No
Investor Grievance Email ID: [email protected]
Types of Clients Served : Retail
Registered Office Address (+)
Address 1: 30TH FLOOR, SUNSHINE TOWERS
Address 2: SENAPATI BAPAT MARG,
Address 3: DADAR (WEST),
City: MUMBAI
Pin Code: 400013
Phone Number: 022 61309999
Email: [email protected]
[email protected]
[email protected]

Correspondence Office (+)
Address 1: 30TH FLOOR, SUNSHINE TOWERS
Address 2: SENAPATI BAPAT MARG,
Address 3: DADAR (WEST),
City: MUMBAI
Pin Code: 400013
Phone Number: 022-6130 9999
9833639563
Email: [email protected]
[email protected]
[email protected]

DP Website Address: https://upstox.com/contact-us/
Mobile Application (+)
Social Media Details (+)
PMS SEBI Registration Details # Click Here
Custodian SEBI Registration Details # Click Here
Details of membership with other Depository as on 2025-07-18 (+)
Sr no Name of Depository Registration No Link for the entity
1 NSDL NA NA
Details of Membership with Stock Exchanges as on 2025-07-18 (+)
Sr no Name of Exchange Link for the entity
1 BOMBAY STOCK EXCHANGE LIMITED https://www.bseindia.com/members/MembershipDirectory.aspx
2 NATIONAL STOCK EXCHANGE OF INDIA LIMITED https://enit.nseindia.com/MemDirWeb/form/tradingMemberLocator_beta.jsp
Managing Director / CEO Details
Name: RAVI CHANDRAN KUMAR
Designation: CEO
Compliance Officer Details
Name: KAPIL JAIKALYANI
Email: [email protected]
[email protected]
[email protected]

Contact Number: 022-6130 9999
9833639563
Details of Directors as on 2025-07-18 (+)
Sr no Director Name Designated Director
1 RAVI CHANDRAN KUMAR N
2 KAVITHA SUBRAMANIAN N
3 SHRINIVAS VISWANATH N
4 PUNEET MAHESHWARI Y
5 AMIT CHHOTALAL LALAN Y
Disciplinary Actions (i) taken by CDSL against the DP in the past 4 years as on 2025-07-18 (+)
Particulars 2023-24 2024-25 2025-26
a) Total monetary penalty levied (In Rs.) 19500 90300 114900 0
b) Warning / Sensitization letter (Count) 0 0 3 0
c) Interim / Termination orders by CDSL 0 0 0 0
Disciplinary Actions/Orders issued by MIIs as on 2025-07-18 (+)
Particulars – Orders issued by MIIs 2023-24 2024-25 2025-26
CDSL Click here Click here Click here Click here
BSE NA NA NA NA
MCX NA NA NA NA
NCDEX NA NA NA NA
NSDL NA NA NA NA
NSE NA Click here Click here Click here
Orders issued by SEBI as on 2025-07-18 (+)
Particulars 2023-24 2024-25 2025-26
Orders issued by SEBI (i) NA NA NA NA
Details of Complaints/Arbitration matters for the past 4 years as on 2025-07-18 (+)
Particulars 2023-24 2024-25 2025-26
No. of Complaints Received 391 877 377 107
No. of Complaints Pending 0 0 0 25
No. of arbitration cases Received 0 0 0 0
No. of arbitration cases pending 0 0 0 0
No. of Complaints Resolved 391 877 377 82
No. of arbitration Resolved 0 0 0 0
Associate Companies as on 2025-07-18 (+)
Sr No Name of the Company Financial Market Sector SEBI Registration Number, if any
1 RKSV SECURITIES INDIA PVT LTD INSURANCE AGENT NA
2 RKSV COMMODITIES INDIA PVT LTD STOCK BROKER INZ000015837
3 LEARN ACADEMY SYSTEMS PVT LTD NA NA
4 EON CAPITAL PVT LTD NA NA
5 EPX CASH PVT LTD NA NA
6 RKSV SECURITIES IFSC PVT LTD NA NA
7 TEEVRA SYSTEMS PVT LTD NA NA
8 UPSTOX FINANCE PVT LTD NA NA
9 UPSTOX INSURANCE BROKERS PVT LTD NA NA
Summary of DP Information
  For the 6 H.Y reporting period ending
Particulars Sep-24 Mar-24 Sep-23 Mar-23 Sep-22 Mar-22
1. Number of employees of DP (as reported by member in RBS) 8 8 8 8 7 7
2. Total Number of Active Accounts (Other Than Closed) for the DPs 15501134 13757528 12086877 10974709 10268237 9081449
DP Net Worth (As Per the Format Provided in the Depository Business Rules and Operating Instructions) (Rs. in Crores) as on 2025-07-18 696.67

Disclaimer: Certain information provided here is updated by the Depository Participant (DP) with CDSL and is accordingly available on CDSL website. CDSL assumes no responsibility for the accuracy or completeness of the information updated by DP.

Note: "NA" means "Not Available".