DP Database

DP Database
SURESH RATHI SECURITIES PRIVATE LIMITED
Details updated (yyyy-mm-dd) as on 2025-08-08
DP ID: 12100
SEBI Registration no: INDPCDSL00221999
SEBI Registration Date (yyyy-mm-dd): 2014-07-30
Category: Stock Broker ( 19 a viii )
Year of Incorporation: 1997-06-19
Year of Commencement of DP Business: 1997-12-29
Type of Entity: Private Ltd.
List of Service centres as on 2025-08-08 Click Here to View Service centre details of DP
Listed: No
Investor Grievance Email ID: [email protected]
Types of Clients Served : Proprietary, Retail
Registered Office Address (+)
Address 1: 11 & 12 MITHILA 'A' CO HSG SOC
Address 2: J. B. NAGAR
Address 3: ANDHERI (EAST)
City: MUMBAI
Pin Code: 400059
Phone Number: 022-28354000
Email: [email protected]
[email protected]


Correspondence Office (+)
Address 1: 11 & 12 MITHILA 'A' CO HSG SOC
Address 2: J. B. NAGAR
Address 3: ANDHERI (EAST)
City: MUMBAI
Pin Code: 400059
Phone Number: 022-28354000
09322454000
Email: [email protected]
[email protected]


DP Website Address: https://sureshrathi.com
Mobile Application (+)
Social Media Details (+)
PMS SEBI Registration Details # Click Here
Custodian SEBI Registration Details # Click Here
Details of membership with other Depository as on 2025-08-08 (+)
Sr no Name of Depository Registration No Link for the entity
1 NSDL NA NA
Details of Membership with Stock Exchanges as on 2025-08-08 (+)
Managing Director / CEO Details
Name: NA
Designation: NA
Compliance Officer Details
Name: MR LALIT MUNDRA
Email: [email protected]
[email protected]


Contact Number: 022-28354000
09322454000
Details of Directors as on 2025-08-08 (+)
Sr no Director Name Designated Director
1 Suresh Nandkishor Rathi Y
2 Lalit Kushalchand Mundra Y
3 Saurabh Suresh Rathi Y
4 Arvind Chitlingia N
Disciplinary Actions (i) taken by CDSL against the DP in the past 4 years as on 2025-08-08 (+)
Particulars 2023-24 2024-25 2025-26
a) Total monetary penalty levied (In Rs.) 100 100 1400 0
b) Warning / Sensitization letter (Count) 0 0 0 0
c) Interim / Termination orders by CDSL 0 0 0 0
Disciplinary Actions/Orders issued by MIIs as on 2025-08-08 (+)
Particulars – Orders issued by MIIs 2023-24 2024-25 2025-26
CDSL Click here Click here Click here Click here
BSE NA NA Click here NA
MCX NA NA NA NA
NCDEX NA NA NA NA
NSDL NA NA NA NA
NSE NA NA Click here NA
Orders issued by SEBI as on 2025-08-08 (+)
Particulars 2023-24 2024-25 2025-26
Orders issued by SEBI (i) NA NA NA NA
Details of Complaints/Arbitration matters for the past 4 years as on 2025-08-08 (+)
Particulars 2023-24 2024-25 2025-26
No. of Complaints Received 3 6 6 1
No. of Complaints Pending 0 0 0 0
No. of arbitration cases Received 0 0 0 0
No. of arbitration cases pending 0 0 0 0
No. of Complaints Resolved 3 6 6 1
No. of arbitration Resolved 0 0 0 0
Associate Companies as on 2025-08-08 (+)
Sr No Name of the Company Financial Market Sector SEBI Registration Number, if any
1 Suresh Rathi Commodities Pvt. Ltd. NA INZ000025732
2 Suresh Rathi Finvest Pvt. Ltd. NBFC NA
Summary of DP Information
  For the 6 H.Y reporting period ending
Particulars Sep-24 Mar-24 Sep-23 Mar-23 Sep-22 Mar-22
1. Number of employees of DP (as reported by member in RBS) 14 14 14 14 14 14
2. Total Number of Active Accounts (Other Than Closed) for the DPs 110076 105209 101393 99326 97876 96106
DP Net Worth (As Per the Format Provided in the Depository Business Rules and Operating Instructions) (Rs. in Crores) as on 2025-08-08 46.85

Disclaimer: Certain information provided here is updated by the Depository Participant (DP) with CDSL and is accordingly available on CDSL website. CDSL assumes no responsibility for the accuracy or completeness of the information updated by DP.

Note: "NA" means "Not Available".

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