DP Database
ANAND RATHI SHARE AND STOCK BROKERS LIMITED
Details updated (yyyy-mm-dd) as on 2026-11-15
DP ID:
10600
SEBI Registration no:
IN-DP-437-2019
SEBI Registration Date (yyyy-mm-dd):
2009-03-12
Category:
Stock Broker ( 19 a viii )
Year of Incorporation:
1991-11-22
Year of Commencement of DP Business:
1999-03-12
Type of Entity:
Public Ltd.
List of Service centres as on 2026-11-15
Click Here to View Service centre details of DP
Listed:
No
Investor Grievance Email ID:
[email protected]
Types of Clients Served :
Proprietary, Retail
Registered Office Address
(+)
Correspondence Office
(+)
DP Website Address:
https://anandrathi.com/Home
Mobile Application
(+)
Social Media Details
(+)
PMS SEBI Registration Details # Click Here
Custodian SEBI Registration Details # Click Here
Details of membership with other Depository as on
2026-11-15
(+)
Details of Membership with Stock Exchanges as on 2026-11-15
(+)
Managing Director / CEO Details
Name:
PRADEEP NAVRATAN GUPTA & and ROOP KISHOR BHOOTRA
Designation:
MD PRADEEP NAVRATAN GUPTA and CEO ROOP KISHOR BHOOTRA
Compliance Officer Details
Name:
AMITA MORE
Email:
[email protected] [email protected] [email protected]
Contact Number:
022-62817000
Details of Directors as on 2026-11-15
(+)
Sr no
Director Name
Designated Director
1
ROOP KISHOR BHOOTRA
Y
2
VISHAL LADDHA
Y
3
PRADEEP NAVRATAN GUPTA
N
4
PREETI PRADEEP GUPTA
N
5
Vijay Kumar Agarwal
N
6
Sureshkumar Mannalal Kakani
N
7
Suresh Kishinchand Khatanhar
N
8
Sudha Pravin Navandar
N
Disciplinary Actions (i) taken by CDSL against the DP in the past 4 years as on 2026-11-15
(+)
Particulars
2023-24
2022-23
2024-25 2025-26 2026-27
a) Total monetary penalty levied (In Rs.)
1900
1400
8200
45100
b) Warning / Sensitization letter (Count)
0
0
5
7
c) Interim / Termination orders by CDSL
0
0
0
0
Disciplinary Actions/Orders issued by MIIs as on 2026-11-15
(+)
Orders issued by SEBI as on 2026-11-15
(+)
Particulars
2023-24
2022-23
2024-25 2025-26 2026-27
Orders issued by SEBI
(i)
NA
NA
NA
NA
Details of Complaints/Arbitration matters for the past 4 years as on 2026-11-15
(+)
Particulars
2023-24 2022-23
2024-25 2025-26 2026-27
No. of Complaints Received
63
50
62
32
No. of Complaints Pending
0
0
0
0
No. of arbitration cases Received
0
0
0
0
No. of arbitration cases pending
0
0
0
0
No. of Complaints Resolved
63
50
62
32
No. of arbitration Resolved
0
0
0
0
Associate Companies as on 2026-11-15
(+)
Sr No
Name of the
Company
Financial Market Sector
SEBI
Registration
Number, if any
1
Anand Rathi International Ventures (IFSC) Private Limited
YES
INZ000292939
2
Anand Rathi Financial Services Limited
NA
NA
3
Anand Rathi Global Finance Limited
YES
NA
4
Anand Rathi Advisors Limited
YES
INP000000282
5
Twelfth Tier Property Limited
NA
NA
6
Anand Rathi Commodities Limited
NA
NA
7
Anand Rathi Insurance Brokers Limited
NA
NA
8
Anand Rathi Wealth limited
Yes
ARN-111569
9
Ffreedom Intermediary Infrstructures Private Limited
Yes
ARN-158079
10
AR Digital Wealth Private Limited
Yes
ARN-100284
Summary of DP Information
For the 6 H.Y reporting period ending
Particulars Mar-26
Sep-25
Mar-25
Sep-24
Mar-24
Sep-23
1. Number of employees of DP (as reported by member in RBS) 18
19
17
17
15
15
2. Total Number of Active Accounts (Other Than Closed) for the DPs 604469
647032
619519
586408
541725
514764
DP Net Worth (As Per the Format Provided in the Depository Business Rules and Operating Instructions) (Rs. in Crores) as on 2026-11-15 436.94
