Communiques / Sebi Circulars
Communiqué for
DP & RTA
PAN Compliance Updation
SEBI circulars
To download the SEBI circulars please click on them :
- SEBI Circular - TICKER ON YOUR WEBSITE FOR INVESTOR AWARENESS
- SEBI Circular - INFORMATION ON WEBSITE OF DEPOSITORY PARTICIPANTS (DPs) FOR KYC
- SEBI Circular - TICKER ON WEBSITE OF DEPOSITORY PARTICIPANTS (DPs) FOR SMS ALERTS
- SEBI Circular - SYSTEM DRIVEN DISCLOSURES FOR INCLUSION OF LISTED DEBT SECURITIES
- SEBI Circular - STANDARD OPERATING PROCEDURE IN THE CASES OF TRADING MEMBER CLEARING MEMBER
- SEBI Circular- RELAXATION IN TIMELINES FOR COMPLIANCE WITH REGULATORY REQUIREMENTS
- SEBI Circular- CLARIFICATION ON KYC PROCESS AND USE OF TECHNOLOGY FOR KYC
- SEBI Circular- RELAXATION IN TIMELINES FOR COMPLIANCE WITH REGULATORY REQUIREMENTS
- SEBI Circular- RELAXATION IN TIME PERIOD FOR CERTAIN ACTIVITIES
- SEBI Circular- ADDITIONAL RELAXATIONS CLARIFICATIONS IN RELATION TO COMPLIANCE
-
SEBI Circular MARGIN OBLIGATIONS TO BE GIVEN BY WAY OF PLEDGE/ RE-PLEDGE IN THE DEPOSITORY SYSTEM
- SEBI Circular MAPPING OF UNIQUE CLIENT CODE WITH DEMAT ACCOUNTS OF THE CLIENTS
- SEBI Circular ENHANCED DUE DILIGENCE FOR DEMATERIALIZATION OF PHYSICAL SECURITIES
-
SEBI_Database for Distinctive Number (DN) of Shares - Action against non-compliant companies
-
SEBI Circular Handling of Clients' Securities by Trading Members/Clearing Members
-
SEBI Circular – FRAMEWORK FOR THE PROCESS OF ACCREDITATION OF INVESTORS FOR THE PURPOSE OF INNOVATORS GROWTH PLATFORM
-
SEBI Circular – Advisory Committee at Market Infrastructure Institutions (MIIs)
-
SEBI Circular – Committees at Market Infrastructure Institutions (MIIs)
-
SEBI Circular – Clarification to Cyber Security & Cyber Resilience Framework for
Stock Brokers / Depository Participants
-
SEBI Circular – Performance Review of Public Interest Directors (PIDs)
-
SEBI Circular - Artificial Intelligence and Machine learning Applications
-
SEBI Circular - Clarifications in SEBI (Depositories and Participants) Regulations,
2018
-
SEBI Circular- Acceptance of Probate of Will Or Will for Transmission of Securities
Held In Dematerialized Mode
-
DP-301-SEBI Interest and Dividend Information Reporting
-
RTA-37-SEBI Interest Dividend Information Reporting
-
SEBI Circular - Recording Of Non Disposal Undertaking (NDU)
-
SEBI CIRCULAR - ONLINE REGISTRATION MECHANISM FOR SECURITIES MARKET INTERMEDIARIES
-
SEBI CIRCULAR – Review of the framework of position limits for currency derivatives
contracts
-
SEBI Circular- Investor Protection Fund (IPF) of Depositories
-
SEBI Circular - Enhanced Supervision of Stock Brokers DPs
-
SEBI CIRCULAR - REVISED CONTENTS OF APPLICATION-CUM-BIDDING FORM AND MANNER OF DISCLOSURE
-
SEBI circular - Implementation Of The Multilateral Competent Authority Agreement
(MCAA) and Foreign Accounts Tax Compliance Act (FATCA)
-
SEBI General Order – Prohibition on Raising Further Capital from Public and Transfer
of Securities of Suspended Companies
-
SEBI Circular - Registration for the purpose of Foreign Accounts Tax Compliance
Act
-
SEBI CIRCULAR – Single Registration for Deopsitory Participants
-
SEBI CIRCULAR - Redressal of investor grievances through SEBI complaints redress
system(SCORES) platform as on December 22,2014
-
SEBI CIRCULAR – Consolidated account statement (CAS) for all securities assets
-
SEBI Circular – Inter-Governmental agreement with United States of America under
Foreign Accounts as on June 30, 2014
-
SEBI Circular - Delivery Instruction Slip (DIS) Issuance And Processings- as on
July 04, 2014
-
SEBI Circular - Dispatch Of Physical Statements To BOS Having Zero Balance And Nil
Transactions- as on July 01, 2014
-
SEBI Circular - Simplification-of-Demat-Account-Opening Process- as on December
05, 2013
-
SEBI Circular - Review of Securities Lending and Borrowing (SLB) Framework - as
on November 22, 2012
-
Guidelines on Identification of Beneficial Ownership - as on January 24, 2013
-
Change of name in the BO Account - as on November 01, 2012
-
Addendum to SEBI Circular on Activation of ISIN in case of additional issue of shares-securtiies
- as on September 11, 2012
-
SEBI Circular - Facility for a Basic Services Demat Account (BSDA) - as on August
27, 2012
-
SEBI Circular - Activation of ISIN in case of additional issue of shares - securities
- as on August 02, 2012
-
Rajiv Gandhi Equity Savings Scheme 2012- as on December 6,2012
-
Printing of Grievances Redressal Mechanism on Delivery Instruction Form Book - as
on September 24,2012
-
Uploading of the existing clients' KYC details in the KYC Registration Agency (KRA)
system by the intermediaries - as on May 18,2012
-
Guidelines-Outsourcing-Activities - as on January 4,2012
-
Guidelines in pursuance of the SEBI KYC Registration Agency (KRA) - as on January
4,2012
-
Extension of Deadline for 100% demat of Promoter Holding - as on January 4,2012
-
Redressal of investor grievances against Depository Participants (DPs) in sebi complaints
redress system (SCORES) - as on January 4,2012
-
Revised Procedure for Seeking Prior Approval For Change In Control Through Single
Window - as on January 4,2012
-
Reporting changes in status or constitution of Depository Participants - as on January
4,2012
-
Review of annual issuer's charges - as on January 4,2012
-
Limitation Period For Filing an Arbitration Reference - as on January 4,2012
-
Unauthenticated news circulated by sebi registered market intermediaries through
various modes of communication - as on January 4,2012
-
Clarification on submission of Audit Report - as on January 4,2012
-
Account Maintenance Charges - as on January 4,2012
-
Mandatory requirement of Permanent Account Number (PAN) - as on January 4,2012
-
Execution of Power of Attorney (PoA) - as on January 4,2012