Communiques / Sebi Circulars
Communiqué for
DP & RTA
PAN Compliance Updation
SEBI circulars
To download the SEBI circulars please click on them :
- SEBI Circular - Automation of Continual Disclosures - System driven disclosures - Ease of doing business
- SEBI Circular - Publishing Investor Charter and Disclosure of Complaints by Registrar and Share Transfer Agents (RTAs) on their Websites
- SEBI Circular - Clarifications on Common and simplified norms for processing investor’s service request by RTAs
- SEBI Circular - Discontinuation of usage of pool accounts for transactions in the units of Mutual Funds: Clarifications with respect to Circulars dated October 4, 2021
- SEBI Circular - Disclosures in the abridged prospectus and front cover page of the offer document
- SEBI Circular - Issuance of Securities in dematerialized form in case of Investor Service Requests
- SEBI Circular - Discontinuation of usage of pool accounts for transactions in the units of Mutual Funds, Two Factor Authentication (‘2FA’) for redemption and other related requirements: Extension of timeline
- SEBI Circular - Corrigendum to Master Circular for Depositories dated February 05, 2021 on Opening of demat account in case of HUF
- SEBI Circular - Framework for operationalizing the Gold Exchange in India
- SEBI Circular - Automation of disclosure requirements under SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011-System Driven Disclosures - Ease of doing business
- SEBI Circular - Schemes of Arrangement by Listed Entities
- SEBI Circular - Trading features pertaining to the Electronic Gold Receipts (EGR) segment
- SEBI Circular - Schemes of Arrangement by Listed Entities - Clarification w.r.t. timing of submission of NOC from the lending scheduled commercial banks/ financial institutions/ debenture trustee
- SEBI Circular - Disclosure of holding of specified securities and Holding of specified securities in dematerialized form
- SEBI Circular - Introduction of Unified Payments Interface (UPI) mechanism for Infrastructure Investment Trusts
- SEBI Circular - Modification in Cyber Security and Cyber resilience framework for Stock Brokers / Depository Participants
- SEBI Circular - Modification to Standard Operating Procedure in the cases of Trading Member / Clearing Member leading to default
- SEBI Circular - Standard Operating Procedures (SOP) for dispute resolution available under the stock exchange arbitration mechanism for disputes between a listed company and its shareholder(s)/ investor(s)
- SEBI Circular - Common and Simplified Norms for processing investor’s service request by RTAs
- SEBI Circular - Nomination for Eligible Trading and Demat Accounts
- SEBI Circular - Modification in Cyber Security and Cyber resilience framework for Stock Brokers / Depository Participants
- SEBI Circular - Introduction of Unified Payments Interface (UPI) mechanism for Real Estate Investment Trusts
- SEBI Circular - Simplification of procedure and standardization of formats of documents for issuance of duplicate securities certificates
- SEBI Circular - Simplification of procedure and standardization of formats of documents for transmission of securities
- SEBI Circular - Operational Circular for issue and listing of Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper
- SEBI Circular - Introduction of T+1 rolling settlement on an optional basis
- SEBI Circular - Security and Covenant Monitoring’ using Distributed Ledger Technology
- SEBI Circular - Amendment To Investor Grievance Redressal Mechanism
- SEBI Circular - Implementation of Circular on ‘Execution of ‘Demat Debit and Pledge Instruction’ (DDPI) for transfer of securities towards deliveries / settlement obligations and pledging / re-pledging of securities’ – Extension
- SEBI Circular - Naming / Tagging of demat accounts maintained by Stock Brokers
- SEBI Circular - Standard Operating Procedures (SOP) for dispute resolution under the Stock Exchange arbitration mechanism for disputes between a Listed Company and/or Registrars to an Issue and Share Transfer Agents (RTAs) and its Shareholder(s)/Investor(s)
- SEBI Circular - Streamlining the Process of Rights Issue
- SEBI Circular - Execution of ‘Demat Debit and Pledge Instruction’ (DDPI) for transfer of securities towards deliveries / settlement obligations and pledging / re-pledging of securities
- SEBI Circular - Amendment to comprehensive review of Investor Grievance Redressal Mechanism
- SEBI Circular - Operational Circular for Issue and Listing
- SEBI Circular - TICKER ON YOUR WEBSITE FOR INVESTOR AWARENESS
- SEBI Circular - INFORMATION ON WEBSITE OF DEPOSITORY PARTICIPANTS (DPs) FOR KYC
- SEBI Circular - TICKER ON WEBSITE OF DEPOSITORY PARTICIPANTS (DPs) FOR SMS ALERTS
- SEBI Circular - SYSTEM DRIVEN DISCLOSURES FOR INCLUSION OF LISTED DEBT SECURITIES
- SEBI Circular - STANDARD OPERATING PROCEDURE IN THE CASES OF TRADING MEMBER CLEARING MEMBER
- SEBI Circular- RELAXATION IN TIMELINES FOR COMPLIANCE WITH REGULATORY REQUIREMENTS
- SEBI Circular- CLARIFICATION ON KYC PROCESS AND USE OF TECHNOLOGY FOR KYC
- SEBI Circular- RELAXATION IN TIMELINES FOR COMPLIANCE WITH REGULATORY REQUIREMENTS
- SEBI Circular- RELAXATION IN TIME PERIOD FOR CERTAIN ACTIVITIES
- SEBI Circular- ADDITIONAL RELAXATIONS CLARIFICATIONS IN RELATION TO COMPLIANCE
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SEBI Circular MARGIN OBLIGATIONS TO BE GIVEN BY WAY OF PLEDGE/ RE-PLEDGE IN THE DEPOSITORY SYSTEM
- SEBI Circular MAPPING OF UNIQUE CLIENT CODE WITH DEMAT ACCOUNTS OF THE CLIENTS
- SEBI Circular ENHANCED DUE DILIGENCE FOR DEMATERIALIZATION OF PHYSICAL SECURITIES
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SEBI_Database for Distinctive Number (DN) of Shares - Action against non-compliant companies
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SEBI Circular Handling of Clients' Securities by Trading Members/Clearing Members
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SEBI Circular – FRAMEWORK FOR THE PROCESS OF ACCREDITATION OF INVESTORS FOR THE PURPOSE OF INNOVATORS GROWTH PLATFORM
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SEBI Circular – Advisory Committee at Market Infrastructure Institutions (MIIs)
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SEBI Circular – Committees at Market Infrastructure Institutions (MIIs)
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SEBI Circular – Clarification to Cyber Security & Cyber Resilience Framework for
Stock Brokers / Depository Participants
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SEBI Circular – Performance Review of Public Interest Directors (PIDs)
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SEBI Circular - Artificial Intelligence and Machine learning Applications
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SEBI Circular - Clarifications in SEBI (Depositories and Participants) Regulations,
2018
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SEBI Circular- Acceptance of Probate of Will Or Will for Transmission of Securities
Held In Dematerialized Mode
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DP-301-SEBI Interest and Dividend Information Reporting
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RTA-37-SEBI Interest Dividend Information Reporting
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SEBI Circular - Recording Of Non Disposal Undertaking (NDU)
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SEBI CIRCULAR - ONLINE REGISTRATION MECHANISM FOR SECURITIES MARKET INTERMEDIARIES
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SEBI CIRCULAR – Review of the framework of position limits for currency derivatives
contracts
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SEBI Circular- Investor Protection Fund (IPF) of Depositories
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SEBI Circular - Enhanced Supervision of Stock Brokers DPs
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SEBI CIRCULAR - REVISED CONTENTS OF APPLICATION-CUM-BIDDING FORM AND MANNER OF DISCLOSURE
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SEBI circular - Implementation Of The Multilateral Competent Authority Agreement
(MCAA) and Foreign Accounts Tax Compliance Act (FATCA)
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SEBI General Order – Prohibition on Raising Further Capital from Public and Transfer
of Securities of Suspended Companies
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SEBI Circular - Registration for the purpose of Foreign Accounts Tax Compliance
Act
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SEBI CIRCULAR – Single Registration for Deopsitory Participants
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SEBI CIRCULAR - Redressal of investor grievances through SEBI complaints redress
system(SCORES) platform as on December 22,2014
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SEBI CIRCULAR – Consolidated account statement (CAS) for all securities assets
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SEBI Circular – Inter-Governmental agreement with United States of America under
Foreign Accounts as on June 30, 2014
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SEBI Circular - Delivery Instruction Slip (DIS) Issuance And Processings- as on
July 04, 2014
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SEBI Circular - Dispatch Of Physical Statements To BOS Having Zero Balance And Nil
Transactions- as on July 01, 2014
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SEBI Circular - Simplification-of-Demat-Account-Opening Process- as on December
05, 2013
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SEBI Circular - Review of Securities Lending and Borrowing (SLB) Framework - as
on November 22, 2012
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Guidelines on Identification of Beneficial Ownership - as on January 24, 2013
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Change of name in the BO Account - as on November 01, 2012
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Addendum to SEBI Circular on Activation of ISIN in case of additional issue of shares-securtiies
- as on September 11, 2012
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SEBI Circular - Facility for a Basic Services Demat Account (BSDA) - as on August
27, 2012
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SEBI Circular - Activation of ISIN in case of additional issue of shares - securities
- as on August 02, 2012
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Rajiv Gandhi Equity Savings Scheme 2012- as on December 6,2012
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Printing of Grievances Redressal Mechanism on Delivery Instruction Form Book - as
on September 24,2012
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Uploading of the existing clients' KYC details in the KYC Registration Agency (KRA)
system by the intermediaries - as on May 18,2012
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Guidelines-Outsourcing-Activities - as on January 4,2012
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Guidelines in pursuance of the SEBI KYC Registration Agency (KRA) - as on January
4,2012
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Extension of Deadline for 100% demat of Promoter Holding - as on January 4,2012
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Redressal of investor grievances against Depository Participants (DPs) in sebi complaints
redress system (SCORES) - as on January 4,2012
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Revised Procedure for Seeking Prior Approval For Change In Control Through Single
Window - as on January 4,2012
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Reporting changes in status or constitution of Depository Participants - as on January
4,2012
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Review of annual issuer's charges - as on January 4,2012
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Limitation Period For Filing an Arbitration Reference - as on January 4,2012
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Unauthenticated news circulated by sebi registered market intermediaries through
various modes of communication - as on January 4,2012
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Clarification on submission of Audit Report - as on January 4,2012
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Account Maintenance Charges - as on January 4,2012
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Mandatory requirement of Permanent Account Number (PAN) - as on January 4,2012
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Execution of Power of Attorney (PoA) - as on January 4,2012