Communiques / Sebi Circulars
Communiqué for
DP & RTA
SEBI circulars
To download the SEBI circulars please click on them :
- SEBI Circular - STANDARD OPERATING PROCEDURE IN THE CASES OF TRADING MEMBER CLEARING MEMBER
- SEBI Circular- RELAXATION IN TIMELINES FOR COMPLIANCE WITH REGULATORY REQUIREMENTS
- SEBI Circular- CLARIFICATION ON KYC PROCESS AND USE OF TECHNOLOGY FOR KYC
- SEBI Circular- RELAXATION IN TIMELINES FOR COMPLIANCE WITH REGULATORY REQUIREMENTS
- SEBI Circular- RELAXATION IN TIME PERIOD FOR CERTAIN ACTIVITIES
- SEBI Circular- ADDITIONAL RELAXATIONS CLARIFICATIONS IN RELATION TO COMPLIANCE
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SEBI Circular MARGIN OBLIGATIONS TO BE GIVEN BY WAY OF PLEDGE/ RE-PLEDGE IN THE DEPOSITORY SYSTEM
- SEBI Circular MAPPING OF UNIQUE CLIENT CODE WITH DEMAT ACCOUNTS OF THE CLIENTS
- SEBI Circular ENHANCED DUE DILIGENCE FOR DEMATERIALIZATION OF PHYSICAL SECURITIES
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SEBI_Database for Distinctive Number (DN) of Shares - Action against non-compliant companies
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SEBI Circular Handling of Clients' Securities by Trading Members/Clearing Members
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SEBI Circular – FRAMEWORK FOR THE PROCESS OF ACCREDITATION OF INVESTORS FOR THE PURPOSE OF INNOVATORS GROWTH PLATFORM
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SEBI Circular – Advisory Committee at Market Infrastructure Institutions (MIIs)
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SEBI Circular – Committees at Market Infrastructure Institutions (MIIs)
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SEBI Circular – Clarification to Cyber Security & Cyber Resilience Framework for
Stock Brokers / Depository Participants
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SEBI Circular – Performance Review of Public Interest Directors (PIDs)
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SEBI Circular - Artificial Intelligence and Machine learning Applications
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SEBI Circular - Clarifications in SEBI (Depositories and Participants) Regulations,
2018
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SEBI Circular- Acceptance of Probate of Will Or Will for Transmission of Securities
Held In Dematerialized Mode
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DP-301-SEBI Interest and Dividend Information Reporting
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RTA-37-SEBI Interest Dividend Information Reporting
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SEBI Circular - Recording Of Non Disposal Undertaking (NDU)
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SEBI CIRCULAR - ONLINE REGISTRATION MECHANISM FOR SECURITIES MARKET INTERMEDIARIES
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SEBI CIRCULAR – Review of the framework of position limits for currency derivatives
contracts
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SEBI Circular- Investor Protection Fund (IPF) of Depositories
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SEBI Circular - Enhanced Supervision of Stock Brokers DPs
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SEBI CIRCULAR - REVISED CONTENTS OF APPLICATION-CUM-BIDDING FORM AND MANNER OF DISCLOSURE
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SEBI circular - Implementation Of The Multilateral Competent Authority Agreement
(MCAA) and Foreign Accounts Tax Compliance Act (FATCA)
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SEBI General Order – Prohibition on Raising Further Capital from Public and Transfer
of Securities of Suspended Companies
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SEBI Circular - Registration for the purpose of Foreign Accounts Tax Compliance
Act
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SEBI CIRCULAR – Single Registration for Deopsitory Participants
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SEBI CIRCULAR - Redressal of investor grievances through SEBI complaints redress
system(SCORES) platform as on December 22,2014
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SEBI CIRCULAR – Consolidated account statement (CAS) for all securities assets
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SEBI Circular – Inter-Governmental agreement with United States of America under
Foreign Accounts as on June 30, 2014
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SEBI Circular - Delivery Instruction Slip (DIS) Issuance And Processings- as on
July 04, 2014
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SEBI Circular - Dispatch Of Physical Statements To BOS Having Zero Balance And Nil
Transactions- as on July 01, 2014
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SEBI Circular - Simplification-of-Demat-Account-Opening Process- as on December
05, 2013
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SEBI Circular - Review of Securities Lending and Borrowing (SLB) Framework - as
on November 22, 2012
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Guidelines on Identification of Beneficial Ownership - as on January 24, 2013
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Change of name in the BO Account - as on November 01, 2012
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Addendum to SEBI Circular on Activation of ISIN in case of additional issue of shares-securtiies
- as on September 11, 2012
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SEBI Circular - Facility for a Basic Services Demat Account (BSDA) - as on August
27, 2012
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SEBI Circular - Activation of ISIN in case of additional issue of shares - securities
- as on August 02, 2012
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Rajiv Gandhi Equity Savings Scheme 2012- as on December 6,2012
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Printing of Grievances Redressal Mechanism on Delivery Instruction Form Book - as
on September 24,2012
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Uploading of the existing clients' KYC details in the KYC Registration Agency (KRA)
system by the intermediaries - as on May 18,2012
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Guidelines-Outsourcing-Activities - as on January 4,2012
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Guidelines in pursuance of the SEBI KYC Registration Agency (KRA) - as on January
4,2012
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Extension of Deadline for 100% demat of Promoter Holding - as on January 4,2012
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Redressal of investor grievances against Depository Participants (DPs) in sebi complaints
redress system (SCORES) - as on January 4,2012
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Revised Procedure for Seeking Prior Approval For Change In Control Through Single
Window - as on January 4,2012
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Reporting changes in status or constitution of Depository Participants - as on January
4,2012
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Review of annual issuer's charges - as on January 4,2012
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Limitation Period For Filing an Arbitration Reference - as on January 4,2012
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Unauthenticated news circulated by sebi registered market intermediaries through
various modes of communication - as on January 4,2012
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Clarification on submission of Audit Report - as on January 4,2012
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Account Maintenance Charges - as on January 4,2012
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Mandatory requirement of Permanent Account Number (PAN) - as on January 4,2012
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Execution of Power of Attorney (PoA) - as on January 4,2012