Communiques / Sebi Circulars
Communiqué for
DP & RTA
PAN Compliance Updation
SEBI circulars
To download the SEBI circulars please click on them :
- SEBI Circular – SEBI CIR-PROCESS FOR APPOINTMENT, RE-APPOINTMENT, TERMINATION OR ACCEPTANCE OF RESIGNATION OF SPECIFIC KMPs.
- SEBI Circular – SEBI CIR-NORMS FOR INTERNAL AUDIT MECHANISM AND COMPOSITION OF THE AUDIT COMMITTEE OF MIIs.
- SEBI Circular – CLARIFICATIONS TO CYBERSECURITY AND CYBER RESILIENCE FRAMEWORK FOR SEBI REGULATED ENTITIES.
- SEBI Circular – Opening of demat account in the name of association of persons.
- SEBI Circular – Revised timelines for issuance of consolidated account statement by depositories.
- SEBI Circular – Parameters for external evaluation of Performance of Statutory Committees of MIIs and Mechanism for internal evaluation of Performance of MIIs and its Statutory Committees.
- SEBI Circular – Master Circular for Depositories.
- SEBI Circular – Enhancement in the scope of optional T+0 rolling settlement cycle in addition to the existing T+1 settlement cycle in Equity Cash Markets.
- SEBI Circular – Guidelines to Stock Exchanges, Clearing Corporations and Depositories.
- Withdrawal of Master Circular on issuance of No Objection Certificate (NOC) for release of 1% of Issue Amount.
- SEBI Circular – Relaxation from certain provisions for units allotted to an employee benefit trust for the purpose of a unit based employee benefit scheme, Alignment of timelines for making distribution by REITs and Format of Quarterly Report and Compliance Certificate - Real Estate Investment Trusts (REITs).
- SEBI Circular – Relaxation from certain provisions for units allotted to an employee benefit trust for the purpose of a unit based employee benefit scheme, Alignment of timelines for making distribution by InvITs and Format of Quarterly Report and Compliance Certificate – Infrastructure Investment Trusts (InvITs).
- SEBI Circular – Trading supported by Blocked Amount in Secondary Market.
- SEBI Circular – Amendment to Master Circular for Real Estate Investment Trusts (REITs).
- SEBI Circular – AMENDMENT TO MASTER CIRCULAR FOR INFRASTRUCTURE INVESTMENT TRUSTS.
- SEBI Circular – PARAMETERS FOR PERFORMANCE EVALUATION OF MARKET INFRASTRUCTURE INSTITUTIONS.
- SEBI Circular – SEBI MASTER CIRCULAR ON SURVEILLANCE OF SECURITIES MARKET.
- SEBI Circular – AMENDMENT TO MASTER CIRCULAR FOR INFRASTRUCTURE INVESTMENT TRUSTS.
- SEBI Circular – Amendment to Master Circular for Real Estate Investment Trusts (REITs).
- SEBI Circular – SEBI CIR - MODIFICATION TO ENHANCED SUPERVISION OF STOCK BROKERS AND DEPOSITORY PARTICIPANTS.
- SEBI Circular – SEBI CIR - DISPATCH OF CONSOLIDATED ACCOUNT STATEMENT (CAS) FOR ALL SECURITIES ASSETS.
- SEBI Circular – CHARGES LEVIED BY MARKET INFRASTRUCTURE INSTITUTIONS – TRUE TO LABEL.
- SEBI Circular – FACILITY FOR BASIC SERVICES DEMAT ACCOUNT (BSDA) FOR FINANCIAL INCLUSION AND EASE OF INVESTING.
- SEBI Circular – STATUTORY COMMITTEES AT MARKET INFRASTRUCTURE INSTITUTIONS (MIIS).
- SEBI Circular – SEBI CIR - INVESTOR CHARTER FOR DEPOSITORIES AND DEPOSITORY PARTICIPANTS.
- SEBI Circular – NORMS FOR SHARING OF REAL TIME PRICE DATA TO THIRD PARTIES.
- SEBI MASTER Circular – FOR FOREIGN PORTFOLIO INVESTORS, DESIGNATED DEPOSITORY PARTICIPANTS AND ELIGIBLE FOREIGN INVESTORS.
- SEBI Circular – ENHANCEMENT OF OPERATIONAL EFFICIENCY AND RISK REDUCTION - PAY-OUT OF SECURITIES DIRECTLY TO CLIENT DEMAT ACCOUNT.
- SEBI Circular – UPDATION OF CHOICE OF NOMINATION.
- SEBI Circular – MODIFICATION IN FRAMEWORK FOR OFFER FOR SALE (OFS) OF SHARES TO EMPLOYEES THROUGH STOCK EXCHANGE MECHANISM.
- SEBI Circular – SEBI MASTER CIRCULAR FOR REAL ESTATE INVESTMENT TRUSTS.
- SEBI Circular – SEBI MASTER CIRCULAR FOR INFRASTRUCTURE INVESTMENT TRUSTS.
- SEBI Circular – SEBI MASTER CIRCULAR FOR CREDIT RATING AGENCIES.
- SEBI Circular – SEBI MASTER CIRCULAR FOR DEBENTURE TRUSTEES.
- MASTER CIRCULAR FOR ALTERNATIVE INVESTMENT FUNDS
- FRAMEWORK FOR OFFER FOR SALE (OFS) OF SHARES TO EMPLOYEES THROUGH STOCK EXCHANGE MECHANISM
- FRAMEWORK FOR SHORT SELLING
- SEBI Circular – Introduction of Beta version of T+0 rolling settlement cycle on optional basis in addition to the existing T+1 settlement cycle in Equity Cash Markets.
- SEBI Circular – SAFEGUARDS TO ADDRESS THE CONCERNS OF THE INVESTORS ON TRANSFER OF SECURITIES IN DEMATERIALIZED MODE.
- SEBI Circular – Extending Framework For Restriction Of Trading by Designated Persons.
- SEBI Circular – Master Circular For Alternative Investment Funds (AIFs).
- SEBI - Master Circular For Credit Rating Agencies.
- SEBI Master Circular For Compliance With Provision Of SEBI by Listed Entities.
- SEBI Circular – Offer For Sale Framework For Sale Of Units Of REITs and InvITs.
- SEBI MASTER - Circular For Inftrastructure Investment Trusts (InvITs).
- SEBI Master Circular For Debenture Trustees.
- SEBI Master Circular For Online Resolution Of Disputes In The Indian Securities Market.
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SEBI Circular – Mandating Additional Disclosures by Foreign Portfolio Investors.
- SEBI Circular – New Format Of Abridged Prospectus For Public Issues.
- SEBI Circular – Board Nomination Rights To Unitholders Of Inftrastructure Investment Trusts(INVITS).
- SEBI Circular – Board Nomination Rights To Unitholders Of Real Estate Investment Trusts (REITS).
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SEBI Circular – Master Circular for Depositories.
- SEBI Circular – Limited Relaxation From Compliance With Certain Provisions Of The SEBI Regulations, 2015.
- SEBI Circular – Revision in Manner Of Achieving Minimum Public Unitholding Requirement - InvITS.
- SEBI Circular – Procedural Framework For Dealing With Unclaimed Amounts Lying With Entities.
- SEBI Circular – Simplified norms for Processing Investor's Service Requests by RTAs.
- SEBI Circular – Simplified norms for Processing Investor's Service Requests by RTAs.
- SEBI Circular – Procedural Framework For Dealing With Unclaimed Amounts Lying With Entities.
- SEBI - Master Circular For Depositories.
- SEBI Circular - Revision in Manner Of Achieving Minimum Public Unitholding Requirement - InvITS.
- SEBI Circular – Redressal Of Investor Grievances Through The SEBI Complaint Redressal(SCORES) Platform.
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SEBI Circular – Board Nomination Rights To Unitholders Of Real Estate Investment Trusts (REITS).
- SEBI Circular – Board Nomination Rights To Unitholders Of Inftrastructure Investment Trusts(INVITS).
- SEBI Master Circular For Debenture Trustees.
- SEBI Circular – Mandating Additional Disclosures by Foreign Portfolio Investors.
- SEBI Circular – Master Circular for Real Estate Investment Trusts (REITS).
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SEBI Circular – Master Circular for Compliance With Provision Of SEBI by Listed Entities.
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SEBI Circular – SEBI Master CIR For Issue Of Capital and Disclosure Requirements.
- SEBI Circular – Facility to Remedy Erroneous Transfers In Demat Accounts.
- SEBI Circular – Trading Supported by Blocked Amount In Secondary Market.
- SEBI Circular – Master Circular For Infrastructure Investment Trusts (InvITs).
- SEBI Circular – Offer For Sale Framework For Sale OF Units Of Real Estate Investment Trusts (REITS) And Infrastructure Investment Trusts (INVITS).
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SEBI Circular – Extending Framework For Restriction Of Trading by Designated Persons.
- SEBI Circular - Master Circular For Issue And Listing Of Non Convertible Securities, Securitised Debt Instruments,Security Receipts, Muncipal Debt Securities And Commercial.
- SEBI Circular – Issuance of units of AIFs in dematerialised form
- SEBI Circular-Facility to remedy erroneous transfers in demat accounts
- SEBI Circular- Trading supported by Blocked Amount in Secondary Market
- SEBI Circular – Implementation of circular on upstreaming of clients’ funds by Stock Brokers (SBs)
- SEBI Circulars - Online Resolution of Disputes in the Indian Securities Market.pdf
- SEBI Circular – Extending framework for restricting trading by Designated Persons (“DPs”) by freezing PAN at security level to all listed companies in a phased manner
- SEBI Circular – Upstreaming of clients’ funds by Stock Brokers (SBs) / Clearing Members (CMs) to Clearing Corporations (CCs)
- SEBI Circular – Risk disclosure with respect to trading by individual traders in Equity Futures & Options Segment
- SEBI Circular – Issue of Master Circular by Stock Exchanges, Clearing Corporations and Depositories
- SEBI Circular – Norms for Scheme of Arrangement by unlisted Stock Exchanges, Clearing Corporations and Depositories
- SEBI Circular – Nomination for Eligible Trading and Demat Accounts – Extension of timelines for existing account holders
- SEBI Circular – Common and simplified norms for processing investor’s service requests by RTAs and norms for furnishing PAN, KYC details and Nomination
- SEBI Circular – Maintenance of a website by stock brokers and depository participants
- SEBI Circular – Introduction of Issue Summary Document (ISD) and dissemination of issue advertisements
- SEBI Circular – Clarification w.r.t. issuance and listing of perpetual debt instruments, perpetual non-cumulative preference shares and similar instruments under Chapter V of the SEBI (Issue and Listing of Non-convertible Securities) Regulations, 2021
- SEBI Circular – Operational Circular for Credit Rating Agencies
- SEBI Circular – “Disclosures and compliance requirements for Issuance and Listing of Municipal Debt Securities under SEBI (Issue and Listing of Municipal Debt Securities) Regulations, 2015, which fall within the definition of “green debt security”
- SEBI Circular – Procedure for seeking prior approval for change in control
- SEBI Circular – Review of timelines for listing of securities issued on a private placement basis
- SEBI Circular - Block Mechanism in demat account of clients undertaking sale transactions - Clarification
- SEBI Circular - Corrigendum to Master Circular for Depositories dated February 05, 2021 on Opening of demat account in case of HUF
- SEBI Circular - Trading Window closure period under Clause 4 of Schedule B read with Regulation 9 of SEBI (Prohibition of Insider Trading) Regulations, 2015 (“PIT Regulations”) – Framework for restricting trading by Designated Persons (“DPs”) by freezing PAN at security level
- SEBI Circular - Automation of Continual Disclosures - System driven disclosures - Ease of doing business
- SEBI Circular - Publishing Investor Charter and Disclosure of Complaints by Registrar and Share Transfer Agents (RTAs) on their Websites
- SEBI Circular - Clarifications on Common and simplified norms for processing investor’s service request by RTAs
- SEBI Circular - Discontinuation of usage of pool accounts for transactions in the units of Mutual Funds: Clarifications with respect to Circulars dated October 4, 2021
- SEBI Circular - Disclosures in the abridged prospectus and front cover page of the offer document
- SEBI Circular - Issuance of Securities in dematerialized form in case of Investor Service Requests
- SEBI Circular - Discontinuation of usage of pool accounts for transactions in the units of Mutual Funds, Two Factor Authentication (‘2FA’) for redemption and other related requirements: Extension of timeline
- SEBI Circular - Corrigendum to Master Circular for Depositories dated February 05, 2021 on Opening of demat account in case of HUF
- SEBI Circular - Framework for operationalizing the Gold Exchange in India
- SEBI Circular - Automation of disclosure requirements under SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011-System Driven Disclosures - Ease of doing business
- SEBI Circular - Schemes of Arrangement by Listed Entities
- SEBI Circular - Trading features pertaining to the Electronic Gold Receipts (EGR) segment
- SEBI Circular - Schemes of Arrangement by Listed Entities - Clarification w.r.t. timing of submission of NOC from the lending scheduled commercial banks/ financial institutions/ debenture trustee
- SEBI Circular - Disclosure of holding of specified securities and Holding of specified securities in dematerialized form
- SEBI Circular - Introduction of Unified Payments Interface (UPI) mechanism for Infrastructure Investment Trusts
- SEBI Circular - Modification in Cyber Security and Cyber resilience framework for Stock Brokers / Depository Participants
- SEBI Circular - Modification to Standard Operating Procedure in the cases of Trading Member / Clearing Member leading to default
- SEBI Circular - Standard Operating Procedures (SOP) for dispute resolution available under the stock exchange arbitration mechanism for disputes between a listed company and its shareholder(s)/ investor(s)
- SEBI Circular - Common and Simplified Norms for processing investor’s service request by RTAs
- SEBI Circular - Nomination for Eligible Trading and Demat Accounts
- SEBI Circular - Modification in Cyber Security and Cyber resilience framework for Stock Brokers / Depository Participants
- SEBI Circular - Introduction of Unified Payments Interface (UPI) mechanism for Real Estate Investment Trusts
- SEBI Circular - Simplification of procedure and standardization of formats of documents for issuance of duplicate securities certificates
- SEBI Circular - Simplification of procedure and standardization of formats of documents for transmission of securities
- SEBI Circular - Operational Circular for issue and listing of Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper
- SEBI Circular - Introduction of T+1 rolling settlement on an optional basis
- SEBI Circular - Security and Covenant Monitoring’ using Distributed Ledger Technology
- SEBI Circular - Amendment To Investor Grievance Redressal Mechanism
- SEBI Circular - Implementation of Circular on ‘Execution of ‘Demat Debit and Pledge Instruction’ (DDPI) for transfer of securities towards deliveries / settlement obligations and pledging / re-pledging of securities’ – Extension
- SEBI Circular - Naming / Tagging of demat accounts maintained by Stock Brokers
- SEBI Circular - Standard Operating Procedures (SOP) for dispute resolution under the Stock Exchange arbitration mechanism for disputes between a Listed Company and/or Registrars to an Issue and Share Transfer Agents (RTAs) and its Shareholder(s)/Investor(s)
- SEBI Circular - Streamlining the Process of Rights Issue
- SEBI Circular - Execution of ‘Demat Debit and Pledge Instruction’ (DDPI) for transfer of securities towards deliveries / settlement obligations and pledging / re-pledging of securities
- SEBI Circular - Amendment to comprehensive review of Investor Grievance Redressal Mechanism
- SEBI Circular - Operational Circular for Issue and Listing
- SEBI Circular - TICKER ON YOUR WEBSITE FOR INVESTOR AWARENESS
- SEBI Circular - INFORMATION ON WEBSITE OF DEPOSITORY PARTICIPANTS (DPs) FOR KYC
- SEBI Circular - TICKER ON WEBSITE OF DEPOSITORY PARTICIPANTS (DPs) FOR SMS ALERTS
- SEBI Circular - SYSTEM DRIVEN DISCLOSURES FOR INCLUSION OF LISTED DEBT SECURITIES
- SEBI Circular - STANDARD OPERATING PROCEDURE IN THE CASES OF TRADING MEMBER CLEARING MEMBER
- SEBI Circular- RELAXATION IN TIMELINES FOR COMPLIANCE WITH REGULATORY REQUIREMENTS
- SEBI Circular- CLARIFICATION ON KYC PROCESS AND USE OF TECHNOLOGY FOR KYC
- SEBI Circular- RELAXATION IN TIMELINES FOR COMPLIANCE WITH REGULATORY REQUIREMENTS
- SEBI Circular- RELAXATION IN TIME PERIOD FOR CERTAIN ACTIVITIES
- SEBI Circular- ADDITIONAL RELAXATIONS CLARIFICATIONS IN RELATION TO COMPLIANCE
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SEBI Circular MARGIN OBLIGATIONS TO BE GIVEN BY WAY OF PLEDGE/ RE-PLEDGE IN THE DEPOSITORY SYSTEM
- SEBI Circular MAPPING OF UNIQUE CLIENT CODE WITH DEMAT ACCOUNTS OF THE CLIENTS
- SEBI Circular ENHANCED DUE DILIGENCE FOR DEMATERIALIZATION OF PHYSICAL SECURITIES
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SEBI_Database for Distinctive Number (DN) of Shares - Action against non-compliant companies
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SEBI Circular Handling of Clients' Securities by Trading Members/Clearing Members
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SEBI Circular – FRAMEWORK FOR THE PROCESS OF ACCREDITATION OF INVESTORS FOR THE PURPOSE OF INNOVATORS GROWTH PLATFORM
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SEBI Circular – Advisory Committee at Market Infrastructure Institutions (MIIs)
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SEBI Circular – Committees at Market Infrastructure Institutions (MIIs)
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SEBI Circular – Clarification to Cyber Security & Cyber Resilience Framework for
Stock Brokers / Depository Participants
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SEBI Circular – Performance Review of Public Interest Directors (PIDs)
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SEBI Circular - Artificial Intelligence and Machine learning Applications
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SEBI Circular - Clarifications in SEBI (Depositories and Participants) Regulations,
2018
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SEBI Circular- Acceptance of Probate of Will Or Will for Transmission of Securities
Held In Dematerialized Mode
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DP-301-SEBI Interest and Dividend Information Reporting
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RTA-37-SEBI Interest Dividend Information Reporting
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SEBI Circular - Recording Of Non Disposal Undertaking (NDU)
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SEBI CIRCULAR - ONLINE REGISTRATION MECHANISM FOR SECURITIES MARKET INTERMEDIARIES
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SEBI CIRCULAR – Review of the framework of position limits for currency derivatives
contracts
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SEBI Circular- Investor Protection Fund (IPF) of Depositories
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SEBI Circular - Enhanced Supervision of Stock Brokers DPs
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SEBI CIRCULAR - REVISED CONTENTS OF APPLICATION-CUM-BIDDING FORM AND MANNER OF DISCLOSURE
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SEBI circular - Implementation Of The Multilateral Competent Authority Agreement
(MCAA) and Foreign Accounts Tax Compliance Act (FATCA)
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SEBI General Order – Prohibition on Raising Further Capital from Public and Transfer
of Securities of Suspended Companies
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SEBI Circular - Registration for the purpose of Foreign Accounts Tax Compliance
Act
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SEBI CIRCULAR – Single Registration for Deopsitory Participants
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SEBI CIRCULAR - Redressal of investor grievances through SEBI complaints redress
system(SCORES) platform as on December 22,2014
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SEBI CIRCULAR – Consolidated account statement (CAS) for all securities assets
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SEBI Circular – Inter-Governmental agreement with United States of America under
Foreign Accounts as on June 30, 2014
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SEBI Circular - Delivery Instruction Slip (DIS) Issuance And Processings- as on
July 04, 2014
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SEBI Circular - Dispatch Of Physical Statements To BOS Having Zero Balance And Nil
Transactions- as on July 01, 2014
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SEBI Circular - Simplification-of-Demat-Account-Opening Process- as on December
05, 2013
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SEBI Circular - Review of Securities Lending and Borrowing (SLB) Framework - as
on November 22, 2012
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Guidelines on Identification of Beneficial Ownership - as on January 24, 2013
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Change of name in the BO Account - as on November 01, 2012
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Addendum to SEBI Circular on Activation of ISIN in case of additional issue of shares-securtiies
- as on September 11, 2012
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SEBI Circular - Facility for a Basic Services Demat Account (BSDA) - as on August
27, 2012
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SEBI Circular - Activation of ISIN in case of additional issue of shares - securities
- as on August 02, 2012
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Rajiv Gandhi Equity Savings Scheme 2012- as on December 6,2012
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Printing of Grievances Redressal Mechanism on Delivery Instruction Form Book - as
on September 24,2012
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Uploading of the existing clients' KYC details in the KYC Registration Agency (KRA)
system by the intermediaries - as on May 18,2012
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Guidelines-Outsourcing-Activities - as on January 4,2012
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Guidelines in pursuance of the SEBI KYC Registration Agency (KRA) - as on January
4,2012
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Extension of Deadline for 100% demat of Promoter Holding - as on January 4,2012
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Redressal of investor grievances against Depository Participants (DPs) in sebi complaints
redress system (SCORES) - as on January 4,2012
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Revised Procedure for Seeking Prior Approval For Change In Control Through Single
Window - as on January 4,2012
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Reporting changes in status or constitution of Depository Participants - as on January
4,2012
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Review of annual issuer's charges - as on January 4,2012
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Limitation Period For Filing an Arbitration Reference - as on January 4,2012
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Unauthenticated news circulated by sebi registered market intermediaries through
various modes of communication - as on January 4,2012
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Clarification on submission of Audit Report - as on January 4,2012
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Account Maintenance Charges - as on January 4,2012
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Mandatory requirement of Permanent Account Number (PAN) - as on January 4,2012
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Execution of Power of Attorney (PoA) - as on January 4,2012