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No.0No. of BOs accounts at the beginning of the year)No. of Complaints received against the DPNon actionableArbitration advisedNo. of arbitration filed by BOsDecided by the Arbitrators+Decided by Arbitrators in favour of the BOs&Pending for redressal with ArbitratorsDP Name=Status of DP (active / in process of termination / withdrawalNo. of ComplaintsDP IDKARVY STOCK BROKING LIMITED+ANAND RATHI SHARE AND STOCK BROKERS LIMITEDSBICAP SECURITIES LIMITED-STANDARD CHARTERED SECURITIES (INDIA) LIMITEDHDFC BANK LIMITED"IL&FS SECURITIES SERVICES LIMITEDAXIS BANK LIMITEDRELIANCE SECURITIES LIMITEDICICI BANK LIMITEDResolved through the DepositoryGLOBE CAPITAL MARKET LIMITEDAXIS SECURITIES LIMITEDNJ INDIA INVEST PRIVATE LIMITEDLKP SECURITIES LIMITEDSAMCO SECURITIES LIMITED%TRADEBULLS SECURITIES PRIVATE LIMITED0STOCK HOLDING CORPORATION OF INDIA LTD. (RETAIL)BONANZA PORTFOLIO LIMITED%RKSV SECURITIES INDIA PRIVATE LIMITED"ZERODHA SECURITIES PRIVATE LIMITED/ASIT C. 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LIMITED'KRCHOKSEY SHARES AND SECURITIES PVT LTD"MARWADI SHARES AND FINANCE LIMITED0KRISHNA MULTIFARIOUS CONSULTANCY PRIVATE LIMITED COMPETENT FINMAN PRIVATE LIMITED&MAVERICK SHARE BROKERS PRIVATE LIMITED/K M JAIN STOCK BROKERS PRIVATE LIMITED - INDOREASE CAPITAL MARKETS LIMITED'R N PATWA SHARE & STOCK BROKERS (P) LTDR K STOCKHOLDING (P) LIMITED0CAPSTOCKS AND SECURITIES (INDIA) PRIVATE LIMITED%WEALTHSTREET ADVISORS PRIVATE LIMITED$INTEGRATED MASTER SECURITIES LIMITEDINDIANIVESH SECURITIES LIMITEDSATCO CAPITAL MARKETS LIMITED#WALLFORT FINANCIAL SERVICES LIMITED#RAGHUNANDAN CAPITAL PRIVATE LIMITED)ANUGRAH STOCK AND BROKING PRIVATE LIMITEDCD EQUISEARCH PRIVATE LIMITED.CDSL MANAGED DP - WELLINDIA SECURITIES LIMITED)Of the complaints received during 2019-20KOTAK SECURITIES LIMITED(JAINAM SHARE CONSULTANTS PRIVATE LIMITED%ACUMEN CAPITAL MARKET (INDIA) LIMITEDSTANDARD CHARTERED BANKAJMERA ASSOCIATES LIMITEDBALAJI EQUITIES LIMITED#FINVASIA SECURITIES PRIVATE LIMITED1NAGAR URBAN CO-OPERATIVE BANK LIMITED, AHMEDNAGAR ADINATH CAPITAL SERVICES LIMITED?CDSL MANAGED DP - AMRAPALI AADYA TRADING & INVESTMENT PVT. LTD.-BHOGILAL TRIKAMLAL SECURITIES PRIVATE LIMITED0CDSL MANAGED DP - PUG SECURITIES PRIVATE LIMITEDCENTRUM BROKING LIMITED(FORTUNE CAPITAL SERVICES PRIVATE LIMITEDIIFL WEALTH MANAGEMENT LIMITEDINDUSIND BANK LIMITED JOINDRE CAPITAL SERVICES LIMITED,KANTILAL CHHAGANLAL SECURITIES PVT LTD-NASIK$MANGAL KESHAV FINANCIAL SERVICES LLP+PANKAJ MANGALDAS SECURITIES PRIVATE LIMITED&PHILLIPCAPITAL (INDIA) PRIVATE LIMITEDPSB SECURITIES LIMITEDQUEST SECURITIES LIMITED$SANGHAVI SAVLA STOCK BROKERS LIMITED SEEMA SECURITIES PRIVATE LIMITED Report 1 C: Redressal of Complaints received against Depository Participant (DPs) during 2019-20 :Updated on March 31, 2020.CDSL MANAGED DP - BRH WEALTH KREATORS LIMITED/CDSL MANAGED DP - FAIRWEALTH SECURITIES LIMITEDINDIABULLS SECURITIES LIMITED'SURESH RATHI SECURITIES PRIVATE LIMITEDEDELWEISS BROKING LIMITED(CDSL MANAGED DP - KAYNET CAPITAL LIMITED2CDSL MANAGED DP - VRISE SECURITIES PRIVATE LIMITED&MODEX INTERNATIONAL SECURITIES LIMITED)CDSL MANAGED DP - KSBL SECURITIES LIMITED>CDSL MANAGED DP - CAPITAL WIZARD STOCK BROKING PRIVATE LIMITEDMEHTA EQUITIES LIMITED4A SECURITIES LIMITEDHDFC SECURITIES LIMITEDALLAHABAD BANKBP EQUITIES PRIVATE LIMITED FYERS SECURITIES PRIVATE LIMITED%IDBI CAPITAL MARKETS & SECURITIES LTD,CDSL MANAGED DP - MK CHANDAN BROKING LIMITED5CDSL MANAGED DP - BEZEL STOCK BROKERS PRIVATE LIMITED CHOLAMANDALAM SECURITIES LIMITED2CDSL MANAGED DP - CREDENTIAL STOCK BROKERS LIMITEDGEPL CAPITAL PRIVATE LIMITED,CDSL MANAGED DP - NARAYAN SECURITIES LIMITED)A C AGARWAL SHARE BROKERS PRIVATE LIMITEDABHIPRA CAPITAL LIMITED NSDL4AFN LANGRANA SHARE AND STOCK BROKERS PRIVATE LIMITEDAJCON GLOBAL SERVICES LIMITED&ASTITVA CAPITAL MARKET PRIVATE LIMITED(BHANSALI VALUE CREATIONS PRIVATE LIMITED-CDSL MANAGED DP - PARSOLI CORPORATION LIMITED CITIBANK N.A.%COMPOSITE INVESTMENTS PRIVATE LIMITEDDBFS SECURITIES LIMITEDELITE WEALTH ADVISORS LIMITED?CDSL MANAGED DP -EXPONENTIAL FINANCIAL SERVICES PRIVATE LIMITED*INDIA ADVANTAGE SECURITIES PRIVATE LIMITED5CDSL MANAGED DP - J M GLOBAL EQUITIES PRIVATE LIMITED5JAMNADAS VIRJI SHARES & STOCK BROKERS PRIVATE LIMITED)KARUNA FINANCIAL SERVICES PRIVATE LIMITEDKHANDWALA SECURITIES LIMITED*MANSUKH STOCK BROKERS LIMITED - CHANDIGARH+PACE STOCK BROKING SERVICES PRIVATE LIMITEDSHAH INVESTOR'S HOME LIMITEDSKP SECURITIES LIMITEDSPFL SECURITIES LIMITEDSUMPOORNA PORTFOLIO LIMITED,THE GREATER BOMBAY CO-OPERATIVE BANK LIMITED5THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITEDTHE KARNATAKA BANK LIMITEDTRUSTLINE SECURITIES LIMITED4CDSL MANAGED DP - UNICKON SECURITIES PRIVATE LIMITED UNLOCK WEALTH SECURITIES LIMITED!VINEET SECURITIES PRIVATE LIMITED"WAY2WEALTH BROKERS PRIVATE LIMITEDYES BANK LIMITEDCDSL MANAGED DP 8 9 :;<=+>a?Mq@]8A$ GB3 WCC Dq E FG"IPJ<KmLMO|PQ@S,VTBUVccB T8 ,$Zlbr  dMbP?_*+%,&ffffff?'ffffff?(?)?",B333333?333333? a&<3U} $ B} DB} $ B} B}  B} $ B} $ B} $ B} B} $ B} $ Bt*t ,h,,,,,, , , , , ,,,,,,,,,,,,,,,,,,, M NNNNNNNNNNNNO P P Q R S R Q QQQ  R  R  R  RPPQRSR Q QQQRRRR PPQRSR E E E  E# RRRR ~ G? 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